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Carlos Mauricio Carrillo

Wells Fargo Clearing Services, LLC

Arlington, VA

Columbia, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2015-07-30
  • VA RA
    APPROVED
    Since 2015-07-30

Branch Locations

1011 N Stafford St, Arlington, VA 22201 • United States

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Arlington VA 05/2015 11/2016
Wells Fargo Bank, Na Arlington VA 04/2011 Present
Wells Fargo Clearing Services, Llc Arlington VA 11/2016 Present
  • 05/2015 → 11/2016
    Wells Fargo Advisors, Llc.
    Arlington, VA
  • 04/2011 → Present
    Wells Fargo Bank, Na
    Arlington, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Arlington, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-29
S63 Uniform Securities Agent State Law Examination 2015-07-07
  • S65 Uniform Investment Adviser Law Examination
    2015-07-29
  • S63 Uniform Securities Agent State Law Examination
    2015-07-07
Other Names
  • Carlos Mauricio Carrillo
  • Carlos M Samayoa
  • Carlos Mauricio Carrillo Samayoa

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Arlington, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ARLINGTON, VA
DELIBERATE CAPITAL · ARLINGTON, VA
WELLS FARGO CLEARING SERVICES, LLC · ARLINGTON, VA
ALLSTATE FINANCIAL ADVISORS, LLC · Arlington, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Arlington, VA
CORETEGIC CAPITAL, LLC · ARLINGTON, VA
WELLS FARGO CLEARING SERVICES, LLC · ARLINGTON, VA

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