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Scott Alexander Watson

Schwab Wealth Advisory, Inc.

Lone Tree, CO

CRD 6491793

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-04
CO RA APPROVED 2020-03-19
  • TX RA
    APPROVED_RES
    Since 2022-01-04
  • CO RA
    APPROVED
    Since 2020-03-19

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 06/2016 Present
Schwab Wealth Advisory Inc Lone Tree CO 03/2020 Present
Previous Registrations
  • 2015-11-05 → 2016-05-20
    Townsend
    Westminster, CO
  • 2015-09-21 → 2015-10-08
    Waddell & Reed
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-21
  • S66 Uniform Combined State Law Examination
    2015-09-21
Other Names
  • Scott Harold Oliver

View on SEC IAPD

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