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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-10-10 |
| CT | RA | APPROVED | 2015-11-09 |
Branch Locations
500 Campus Dr, Florham Park, NJ 07932 • United States
115 W Century Rd, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 05/2015 | Present |
| Bank Of America, N.A. | New York | NY | 05/2015 | Present |
SLAPFISH RESTAURANT GROUP, LLC, THIS IS NOT AN INVESTMENT-RELATED BUSINESS. THE ADDRESS IS: HUNTINGTON BEACH, CA 92648. I AM A MINORITY OWNER (OWNING LESS THAN 5%). THE BUSINESS IS A RESTAURANT GROUP OWNING CASUAL SEAFOOD STORES. I DEVOTE LESS THAN 1 HOUR PER MONTH ON THE ACTIVITY AND HAVE NO FINANCIAL OVERSIGHT OF THE BUSINESSS. I*2829284Entity Type: N/AName of OBA: Essex Hunt ClubAddress:Peapack New JerseyInvestment Related:NoPosition, Title, Association:Board MemberStart Date:10/01/2025No Hours: 100 YearlyNo Hours during trading:0 YearlyDuties:Board MemberGeneral board responsibilities for private winter club in NJ. As a board member of a private winter club, my expected responsibility is to provide strategic oversight, fiduciary stewardship, and support for the continued success of a private winter club. This entails going to meetings to help guide the overall direction of the Club in alignment with its mission and values. I*3332265, Entity Type: Entity Charitable, Name of OBA: Western Golf Association - Evans Scholars Foundation, Address: Glenview, Illinois, 60026-8022, Investment Related: N, Position, Title, Association: Committee, Director, Employee Start Date: 01/01/2026, No Hours: 100 Yearly, No Hours during Trading: 0 Yearly, Duties: I will serve as a local director on behalf of Somerset Hills Country Club. I will be raising awareness of the Western Golf Association¿s work and the Evans Scholarship within my personal and professional network, which includes members of Somerset Hills Country Club. Being an ambassador involves interviewing candidates who have applied for the Evans Scholarship and participating as part of a committee that votes to award scholarships. The Western Golf Association conducts championships for professional and amateur golfers, promotes the use of youth caddies and supports the Evans Scholars Foundation's efforts to award full tuition and housing college scholarships to high-achieving caddies with limited financial means.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-06 |
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