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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-10-08
  • GA RA
    APPROVED
    Since 2015-10-08

Branch Locations

3438 Peachtree Rd Ne Phipps Tower Ste 1200, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Samuel Arthur Atlanta GA 05/2015 Present
Northwestern Mutual Investment Services Llc Atlanta GA 07/2015 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2017 Present
Timothy Smith Atlanta GA 02/2018 Present
John White Atlanta GA 04/2018 Present
Mark Mascarenhas Atlanta GA 06/2020 06/2020
F Mackey Schneider Atlanta GA 01/2021 04/2023
Robert Dietrich Atlanta GA 01/2021 Present
Mark Mascarenhas Atlanta GA 01/2021 04/2021
F Mackey Schneider Atlanta GA 08/2024 Present
Paul Martin Williams Atlanta GA 07/2026 Present
  • 05/2015 → Present
    Samuel Arthur
    Atlanta, GA
  • 07/2015 → Present
    Atlanta, GA
  • 12/2017 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2018 → Present
    Timothy Smith
    Atlanta, GA
  • 04/2018 → Present
    John White
    Atlanta, GA
  • 06/2020 → 06/2020
    Mark Mascarenhas
    Atlanta, GA
  • 01/2021 → 04/2023
    F Mackey Schneider
    Atlanta, GA
  • 01/2021 → Present
    Robert Dietrich
    Atlanta, GA
  • 01/2021 → 04/2021
    Mark Mascarenhas
    Atlanta, GA
  • 08/2024 → Present
    F Mackey Schneider
    Atlanta, GA
  • 07/2026 → Present
    Paul Martin Williams
    Atlanta, GA
Other Businesses

1. ARTHUR-SCHNEIDER, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 10/31/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 2. GLASSHOLDINGS, LLC, LEGAL ENTITY, START DATE: 10/31/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-01
  • S66 Uniform Combined State Law Examination
    2015-10-01
Other Names
  • Benjamin L Glassman
  • Ben Glassman
  • Benjamin L Glassman

View on SEC IAPD

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