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Current Employers
Linden Thomas Advisory Services, Llc

516 North Tryon Street, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-12-06
SC RA APPROVED 2022-12-06
  • NC RA
    APPROVED
    Since 2022-12-06
  • SC RA
    APPROVED
    Since 2022-12-06

Branch Locations

516 North Tryon Street, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Charlotte NC 09/2007 06/2017
Lpl Financial, Llc Houston TX 06/2017 06/2019
Intrua Financial Houston TX 10/2017 06/2019
Cogent Advisory Group, Llc (Dba: Cogent Financial) Houston TX 11/2018 06/2019
Lpl Financial Llc Fort Mill SC 06/2019 12/2022
Linden Thomas And Company Securities, Llc Charlotte NC 12/2022 Present
Linden Thomas Advisory Services, Llc Charlotte NC 12/2022 Present
Previous Registrations
Other Businesses

LC Eldridge Sales Co.; not investment related;23035 Elkana Deane Ln, Katy, TX 77449; Industrial ventilation and acoustic control; Officer; 04/13/2024; 1.5hrs/month; 0 hrs during trading hours; Board of Directors Member.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-29
  • S66 Uniform Combined State Law Examination
    2018-01-29

View on SEC IAPD

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