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Linden Thomas Advisory Services, LLC CRD 288557
$1.77B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
516 North Tryon Street, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-12-06 |
| SC | RA | APPROVED | 2022-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Charlotte | NC | 09/2007 | 06/2017 |
| Lpl Financial, Llc | Houston | TX | 06/2017 | 06/2019 |
| Intrua Financial | Houston | TX | 10/2017 | 06/2019 |
| Cogent Advisory Group, Llc (Dba: Cogent Financial) | Houston | TX | 11/2018 | 06/2019 |
| Lpl Financial Llc | Fort Mill | SC | 06/2019 | 12/2022 |
| Linden Thomas And Company Securities, Llc | Charlotte | NC | 12/2022 | Present |
| Linden Thomas Advisory Services, Llc | Charlotte | NC | 12/2022 | Present |
LC Eldridge Sales Co.; not investment related;23035 Elkana Deane Ln, Katy, TX 77449; Industrial ventilation and acoustic control; Officer; 04/13/2024; 1.5hrs/month; 0 hrs during trading hours; Board of Directors Member.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-29 |
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