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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-07-18
  • OH RA
    APPROVED
    Since 2024-07-18

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Dresher PA 05/2015 12/2020
Prudential Annuities Distributors, Inc. Dresher PA 05/2015 12/2020
Arch Of Chester County West Chester PA 11/2011 Present
Ubs Financial Services Inc. Weehawken NJ 03/2021 Present
Nationwide Investment Services Corporation Columbus OH 06/2024 Present
  • 05/2015 → 12/2020
    The Prudential Insurance Company Of America
    Dresher, PA
  • 05/2015 → 12/2020
    Prudential Annuities Distributors, Inc.
    Dresher, PA
  • 11/2011 → Present
    Arch Of Chester County
    West Chester, PA
  • 03/2021 → Present
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 06/2024 → Present
    Nationwide Investment Services Corporation
    Columbus, OH
Other Businesses

--Position: Owner Company/Employer: Nail Image Location: Philadelphia, PA Start Date: 10/31/2017 Hours Devoted Monthly: 1 Hours During Trading Hours: 0 Investment Related: No --Position: Owner Company/Employer: L&T Property Management Location: See Below List Start Date: 07/31/2020 Hours Devoted Monthly: 2 Hours During Trading Hours: 0 Investment Related: No +6501 Bobolink Place, Philadelphia, PA +6700 Grover Philadelphia, PA +2024 Advondale Philadelphia, PA +6640 Paschall Ave, Philadelphia, PA +6642 Paschall Ave, Philadelphia, PA --Position: Owner Company/Employer: UrbanNest Enterprise LLC Location: 1123 East Passyunk Ave, Philadelphia, PA Start Date: 01/12/2026 Hours Devoted Monthly: 1 Hours During Trading Hours: 0 Investment Related: No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-03
S63 Uniform Securities Agent State Law Examination 2015-08-24
  • S66 Uniform Combined State Law Examination
    2023-11-03
  • S63 Uniform Securities Agent State Law Examination
    2015-08-24

View on SEC IAPD

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