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Richard Philip Taylor

Capital Investment Advisory Services, LLC

Clarksville, TN

Raleigh, NC

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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-10-22
  • TN RA
    APPROVED
    Since 2021-10-22

Branch Locations

Clarksville, TN • United States

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks El Segundo CA 06/2013 10/2021
Carroll Financial Associates, Inc. Charlotte NC 06/2013 10/2021
Capital Investment Group, Inc Raleigh NC 10/2021 Present
Capital Investment Advisory Services, Llc Raleigh NC 10/2021 Present
  • 06/2013 → 10/2021
    Cetera Advisor Networks
    El Segundo, CA
  • 06/2013 → 10/2021
    Carroll Financial Associates, Inc.
    Charlotte, NC
  • 10/2021 → Present
    Capital Investment Group, Inc
    Raleigh, NC
  • 10/2021 → Present
    Capital Investment Advisory Services, Llc
    Raleigh, NC
Previous Registrations
  • 2013-07-03 → 2021-10-22
    Carroll Financial Associates Inc
    Charlotte, NC
  • 2005-03-11 → 2013-06-26
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bonita Springs, FL
    Naples, FL
  • 2013-06-26 → 2013-06-26
    Cetera Wealth Services, Llc
    Charlotte, NC
    Clarksville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-09
  • S66 Uniform Combined State Law Examination
    2005-03-09
Other Names
  • Rich Taylor
  • Richard P Taylor

View on SEC IAPD

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