James William Kimball

Employer firm

Market Gauge Asset Management CRD 194517

$18.7M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Selection of other advisers
INSTITUTIONAL SIGNAL PROVIDER

From the firm’s Form ADV. Read the guides:

Current Employers

Market Gauge Asset Management

404 Kiva Court Suite G, Santa Fe, NM 87505 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-09
CA	RA	APPROVED	2024-11-18
NM	RA	APPROVED	2015-08-24

TX RA
APPROVED

Since 2025-07-09
CA RA
APPROVED

Since 2024-11-18
NM RA
APPROVED

Since 2015-08-24

Branch Locations

404 Kiva Court Suite G, Santa Fe, NM 87505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dataview Llc	Santa Fe	NM	10/2013	Present
Marketgauge.cOm	Santa Fe	NM	10/2013	Present
Market Gauge Asset Management	Santa Fe	NM	08/2015	Present

10/2013 → Present

Dataview Llc

Santa Fe, NM
10/2013 → Present

Marketgauge.cOm

Santa Fe, NM
08/2015 → Present

Market Gauge Asset Management

Santa Fe, NM

Other Businesses

I AM A SELF-EMPLOYED CONSULTANT FOR DATAVIEW LLC. I WORK BETWEEN 20-50 HOURS A WEEK DOING FINANCIAL ANALYSIS. DATAVIEW LLC IS A FINANCIAL PUBLISHING COMPNAY FOCUSED ON EDUCATION AND MARKET RESEARCH. THEY DO NOT MANAGE OR ADVISE CLIENTS HOW TO INVEST. NEW MEXICO ADDRESS: 631 CAMINO LEJO, SANTA FE, NM 87505. I HAVE BEEN WORKING WITH THEM SINCE OCTOBER 2013. I CONDUCT GENERAL FINANCIAL RESEARCH AND ANALYSIS, SYSTEMS DEVELOPMENT, AND WEBSITE/CRM.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-01-31

S65 Uniform Investment Adviser Law Examination

2014-01-31

View on SEC IAPD