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Ashley Judice Thayer

Mml Investors Services, LLC

Springfield, MA

Lafayette, LA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-01-05
  • LA RA
    APPROVED
    Since 2023-01-05

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Lafayette, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Baton Rouge LA 08/2016 11/2016
Stratos Wealth Partners Baton Rouge LA 08/2016 11/2016
Morgan Stanley Smith Barney Llc Baton Rouge LA 11/2016 06/2019
Morgan Stanley Private Bank, N.A New York NY 12/2021 11/2022
Massmutual Springfield MA 11/2022 Present
Mml Investors Services, Llc Baton Rouge LA 12/2022 Present
Morgan Stanley Smith Barney Llc Baton Rouge LA 06/2019 12/2021
  • 08/2016 → 11/2016
    Lpl Financial, Llc
    Baton Rouge, LA
  • 08/2016 → 11/2016
    Stratos Wealth Partners
    Baton Rouge, LA
  • 11/2016 → 06/2019
    Morgan Stanley Smith Barney Llc
    Baton Rouge, LA
  • 12/2021 → 11/2022
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 11/2022 → Present
    Massmutual
    Springfield, MA
  • 12/2022 → Present
    Mml Investors Services, Llc
    Baton Rouge, LA
  • 06/2019 → 12/2021
    Morgan Stanley Smith Barney Llc
    Baton Rouge, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-03
  • S66 Uniform Combined State Law Examination
    2017-02-03
Other Names
  • Ashley Judice
  • Ashley Brianne Judice
  • Ashley Brianne Thayer
  • Ashley B Judice

View on SEC IAPD

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MARK WILLIAM TEED
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CHARLES M BONATAKIS
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DIANE LYNN STONE
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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
MORGAN STANLEY · Springfield, MA
LPL FINANCIAL LLC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · Springfield, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA

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