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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raytheon | Waltham | MA | 04/2016 | 01/2017 |
| Td Ameritrade, Inc. | Westlake | TX | 02/2017 | 06/2024 |
| Charles Schwab And Co., Inc. | Westlake | TX | 06/2023 | Present |
1) The Body Wax Group LLC | Investment Related:No|Other|Owner|6/1/2020|20-40|0.000000|I will be an owner of the LLC. I will also manage the back end functions and logistics., 2) Aephia Industries (Aephia.com) | Investment Related:No|Other|Community Expert|5/1/2022|Less than 20|0|Maintain current awareness over game development and provide high-level strategic insights to the other members of Management. As a security measure, I am an alternate signer on the Guild Multisig Treasury, but I do not make financial decisions. , 3) Aspire | Investment Related:No| 3000 Pegasus Park Drive Suite 702|Dallas|TX|75247|US|Education|Board Member|4/16/2025|Less than 20|0|Serve as a board member for a non-profit, providing general oversight, attending periodic meetings, and supporting the organization's mission.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-26 |
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