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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-02 |
| MN | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Maple Grove | MN | 09/2015 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Champlin | MN | 12/2015 | 07/2021 |
| Law Office Of Stephen E Fregosi | Champlin | MN | 09/2015 | Present |
| David Walgren | Bloomington | MN | 01/2018 | Present |
| Stephen Fregosi Financial Advisor | Bloomington | MN | 11/2018 | Present |
| Lpl Financial, Llc | Maple Grove | MN | 07/2021 | Present |
1. 05/01/2015 - LAW OFFICE OF STEPHEN E. FREGOSI/ LAW PRACTICE/ NOT INVESTMENT RELATED/ 0%/ CHAMPLIN, MI 2. 09/01/2019 - NORTHERN LIGHT FINANCIAL ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ BLOOMINGTON, MN 3. 05/01/2015 - LAW OFFICE OF STEPHEN E. FREGOSI/ NOTARY/ INVESTMENT RELATED/ 0%/ CHAMPLIN, MI 4. 06/01/2021 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 596 LARSMONT WAY UNIT 275, TWO HARBORS, MN 55616
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-16 |
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