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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-14 |
| CA | RA | APPROVED | 2025-03-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Jose | CA | 05/2015 | 11/2016 |
| Wells Fargo Bank, Na | San Jose | CA | 08/2008 | 04/2023 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 11/2016 | 04/2023 |
| U.S. Bancorp Investments, Inc. | San Jose | CA | 04/2023 | 11/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose | CA | 02/2025 | Present |
I*2215325, Entity Type: Entity For Profit, Name of OBA: U-RECYCLE INC, Address: San Jose, California, 95112, Investment Related: N, Position, Title, Association: Other, Employee State Date: 04/23/2014, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: none - I'm a silent partner with no transaction authority -for the sole purpose of unexpected event that my husband unable to act/incapacitated.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-05 |
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