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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-05-15
TX RA APPROVED 2023-05-05
  • CT RA
    APPROVED
    Since 2023-05-15
  • TX RA
    APPROVED
    Since 2023-05-05

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Simsbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Hartford CT 09/2022 Present
Silicon Valley Bank, Canada Toronto, On 07/2019 08/2022
Silicon Valley Bank Boston MA 01/2018 07/2019
Ubs Financial Services Inc. Hartford CT 12/2016 12/2016
Bates College Lewiston ME 08/2013 05/2017
Boothbay Harbor Country Club Boothbay ME 06/2017 09/2017
Extended Travel West Hartford CT 09/2017 12/2017
  • 09/2022 → Present
    Hartford, CT
  • 07/2019 → 08/2022
    Silicon Valley Bank, Canada
    Toronto, On
  • 01/2018 → 07/2019
    Silicon Valley Bank
    Boston, MA
  • 12/2016 → 12/2016
    Hartford, CT
  • 08/2013 → 05/2017
    Bates College
    Lewiston, ME
  • 06/2017 → 09/2017
    Boothbay Harbor Country Club
    Boothbay, ME
  • 09/2017 → 12/2017
    Extended Travel
    West Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-17
  • S66 Uniform Combined State Law Examination
    2023-04-17

View on SEC IAPD

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