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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-03-14
  • PA RA
    APPROVED
    Since 2024-03-14

Branch Locations

Clark Summit, PA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 05/2016 10/2018
Pnc Bank Scranton PA 05/2016 04/2019
Prudential Insurance Company Of America Scranton PA 04/2019 04/2022
Prudential Investment Management Services Llc Scranton PA 04/2019 04/2022
Gwfs Equities, Inc. Hartford CT 04/2022 Present
  • 05/2016 → 10/2018
    Pnc Investments
    Pittsburgh, PA
  • 05/2016 → 04/2019
    Pnc Bank
    Scranton, PA
  • 04/2019 → 04/2022
    Prudential Insurance Company Of America
    Scranton, PA
  • 04/2019 → 04/2022
    Prudential Investment Management Services Llc
    Scranton, PA
  • 04/2022 → Present
    Gwfs Equities, Inc.
    Hartford, CT
Previous Registrations
  • 2016-06-15 → 2018-10-25
    Scranton, PA
  • 2016-01-21 → 2016-04-22
    Msi Financial Services, Inc.
    Moosic, PA
Other Businesses

K & M Sales, Inc. / President. Non-stocking supplier of plumbing and heating supplies. Sales, Operations, Development and Recordkeeping. 10 hours per month; 0 during normal business hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-11
S66 Uniform Combined State Law Examination 2015-10-12
  • S65 Uniform Investment Adviser Law Examination
    2024-03-11
  • S66 Uniform Combined State Law Examination
    2015-10-12
Other Names
  • Maria E Montenegro

View on SEC IAPD

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