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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-03-14 |
Branch Locations
Clark Summit, PA • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Pittsburgh | PA | 05/2016 | 10/2018 |
| Pnc Bank | Scranton | PA | 05/2016 | 04/2019 |
| Prudential Insurance Company Of America | Scranton | PA | 04/2019 | 04/2022 |
| Prudential Investment Management Services Llc | Scranton | PA | 04/2019 | 04/2022 |
| Gwfs Equities, Inc. | Hartford | CT | 04/2022 | Present |
K & M Sales, Inc. / President. Non-stocking supplier of plumbing and heating supplies. Sales, Operations, Development and Recordkeeping. 10 hours per month; 0 during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-11 |
| S66 | Uniform Combined State Law Examination | 2015-10-12 |
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