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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-03 |
| IN | RA | APPROVED | 2016-08-22 |
Branch Locations
600 East 96Th Street, Suite 575, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Company, Incorporated | Indianapolis | IN | 04/2015 | 02/2023 |
| Sapient Capital Llc | Indianapolis | IN | 02/2023 | Present |
1. Graycliff Investments LLC; 6826 Pulaski Ct Carmel IN 46033; Real Estate; Sole Member; 8/2/21; 1 hour per month; Not during sec trading hours; Investment-Related. 2. Rental Property; 14184 Cuppola Dr, Noblesville IN 46060; Property Owner; 07/03/2017; 1 Hour per Quarter; Not during securities trading hours; Investment-Related. 3. TiE Global - Indiana Chapter; 8500 Keystone Crossing Suite 300 Indianapolis IN 46240; TiE stands for The Indus Entrepreneurs. Setting up the Indiana Chapter to foster a community for local entrepreneurs; I am invited to become a founding board member of the TiE Indiana Chapter; Board Member and Charter member; 01/01/2025; 1 hr/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-22 |
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