Adam Thomas Drinkwater

Employer firm

William Joseph Capital Management, Inc. CRD 226535

$694M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → 11/2025
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 11/2025 → Present
  William Joseph Capital Manangement, Inc.
  Bristol, CT

Previous Registrations

• 2024-10-11 → 2025-11-19
  Osaic Wealth, Inc.
  Pittsford, NY
  Scottsdale, AZ
  Rochester, NY
• 2017-07-07 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY

Other Businesses

1. ITP PARTNERS, LLC POSITION: Financial Professional, Agent. NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/16/2015 ADDRESS: 55 Sully's Trail, Suite F, Pittsford NY 14534, United States DESCRIPTION: Fixed annuities and fixed insurance. If my clients need insurance or an annuity, I help them with that. That's what this OBA is for. 2. CHARLETON FINANCIAL POSITION: administrative NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 04/01/2021 ADDRESS: 277 Alexander Street, Suite 307, Rochester NY 14607, United States DESCRIPTION: administrative

Exams

• S66 Uniform Combined State Law Examination
  2017-06-28