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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-01-11 |
| MI | RA | APPROVED | 2023-01-11 |
| SC | RA | APPROVED | 2023-01-11 |
| TX | RA | APPROVED_RES | 2021-04-24 |
| NV | RA | APPROVED | 2018-03-08 |
| MA | RA | APPROVED | 2018-03-07 |
| NC | RA | APPROVED | 2018-03-01 |
| GA | RA | APPROVED | 2018-02-28 |
| CO | RA | APPROVED | 2018-02-27 |
| VA | RA | APPROVED | 2018-02-27 |
| PA | RA | APPROVED | 2017-08-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cco Investment Services Corp | Wilkes Barre | PA | 10/2007 | 08/2017 |
| Lpl Financial, Llc | Dunmore | PA | 07/2017 | Present |
1. 8/18/2017 - Chiaro Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/01/2017 - Time Spent 100%. 2. 07/02/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:07/01/2019 - 6 hrs/mo - 3 hrs. 3. 03/04/2022 - 1st Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/01/2022 - 80 Hours Per Month/4 Hours During Securities Trading. 4. 07/11/2024 - Peoples Security Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 160 Hours per Month/ 6 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-02 |
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