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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-08-05
TX RA APPROVED 2026-08-05
WI RA APPROVED 2026-03-25
  • OK RA
    APPROVED
    Since 2026-08-05
  • TX RA
    APPROVED
    Since 2026-08-05
  • WI RA
    APPROVED
    Since 2026-03-25

Branch Locations

20935 Swenson Dr, Waukesha, WI 53186 • United States

5205 N Ironwood Rd Ste 123, Glendale, WI 53217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial Appleton WI 05/2026 06/2026
R.W. Baird & Co Milwaukee WI 05/2015 10/2021
Mary Kay Cosmetics/Self Employed Milwaukee WI 10/2003 05/2026
Thrivent Investment Management Inc. Glendale WI 09/2025 Present
Embassy Center Mke Milwaukee WI 05/2021 05/2026
Thrivent Financial Appleton WI 06/2026 Present
  • 05/2026 → 06/2026
    Thrivent Financial
    Appleton, WI
  • 05/2015 → 10/2021
    R.W. Baird & Co
    Milwaukee, WI
  • 10/2003 → 05/2026
    Mary Kay Cosmetics/Self Employed
    Milwaukee, WI
  • 09/2025 → Present
    Glendale, WI
  • 05/2021 → 05/2026
    Embassy Center Mke
    Milwaukee, WI
  • 06/2026 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

MARY KAY COSMETICS POSITION: Independent Beauty Consultant NATURE: Consultation and retail sales in the cosmetic industry. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2000 ADDRESS: 1918 W Capitol Dr., Milwaukee WI 53206, United States DESCRIPTION: Retail sales EMBASSY CENTER MKE POSITION: Chief Operating Officer NATURE: This is a local church that serves as a place of spiritual growth, worship and encouragement for individuals and families in the community. It supports the community by providing outreach programs through partnership with local organizations, food drives and resources for people in need. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2021 ADDRESS: 3725 N Sherman Blvd, Milwaukee WI 53216, United States DESCRIPTION: Oversee the daily operations of the ministry, ensuring that staff, programs, finance, events and administrative functions run efficiently and align with the church's vision. Asist in implementing strategic goals to improve organizational systems and support church leadership so the ministry can effectively serve the congregation and the community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-24
S63 Uniform Securities Agent State Law Examination 2016-01-22
  • S66 Uniform Combined State Law Examination
    2026-03-24
  • S63 Uniform Securities Agent State Law Examination
    2016-01-22
Other Names
  • Connie A White

View on SEC IAPD

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