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Christian Graff

Ubs Financial Services Inc.

Paramus, NJ

CRD 6489305

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-13
NJ RA APPROVED 2016-10-07
  • TX RA
    APPROVED_RES
    Since 2022-01-13
  • NJ RA
    APPROVED
    Since 2016-10-07

Branch Locations

61 South Paramus Road 4Th Floor, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Weehawken NJ 06/2016 03/2018
Ubs Financial Services, Inc. Weehawken NJ 03/2018 06/2021
Ubs Financial Services Inc Weehawken NJ 06/2021 Present
Other Businesses

Family YMCA / 300 Ridge Road McKinney,Texas 75070 / No/ Inactive / Dormant / / / / / Start Date 3/31/2019

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-06
  • S66 Uniform Combined State Law Examination
    2016-10-06
Other Names
  • Christian Gerald Graff

View on SEC IAPD

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