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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-14 |
Branch Locations
600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Securities Llc | Austin | TX | 07/2016 | 04/2017 |
| Credit Suisse Securities (Usa) Llc | New York | NY | 05/2017 | 08/2023 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 09/2023 | Present |
| J.P. Morgan Securities Llc | Houston | TX | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-21 |
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