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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corp | Atlanta | GA | 09/2015 | 11/2023 |
| Diversified Financial Advisory Group | St. Louis | MO | 12/2015 | Present |
| Osaic Wealth, Inc. | St. Louis | MO | 11/2023 | Present |
1) CONVERSION FINANCIAL SERVICES POSITION: Principal NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/29/2016 ADDRESS: 300 Arctic Fox Ct, Eureka MO 63025-3115, United States DESCRIPTION: Engaged in investment advisory services, including financial planning and consultation. As well, engaged in the sale of insured products, including term and permanent life insurance, annuities (fixed, fixed-indexed, registered index-linked (RILAs), and variable), and long-term care (LTCi). 2. MICHAEL DORIGAN FIXED INSURANCE POSITION: Agent - Insurance Producer NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 01/29/2016 ADDRESS: 300 Arctic Fox Ct, Eureka MO 63025-3115, United States DESCRIPTION: Sale and service of fixed insurance and annuities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-02 |
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