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Brett Winston Mendenhall

Rockefeller Financial LLC

Atlanta, GA

CRD 6488655

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-28
GA RA APPROVED 2019-03-06
  • TX RA
    APPROVED_RES
    Since 2021-01-28
  • GA RA
    APPROVED
    Since 2019-03-06

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities San Diego CA 05/2015 11/2017
United Capital Financial Advisers Newport Beach CA 04/2017 02/2019
United Capital Financial Advisers Newport Beach CA 04/2015 04/2017
Cetera Advisor Networks Llc El Segundo CA 11/2017 02/2019
Rockefeller Financial Llc Atlanta GA 03/2019 Present
  • 05/2015 → 11/2017
    Girard Securities
    San Diego, CA
  • 04/2017 → 02/2019
    United Capital Financial Advisers
    Newport Beach, CA
  • 04/2015 → 04/2017
    United Capital Financial Advisers
    Newport Beach, CA
  • 11/2017 → 02/2019
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 03/2019 → Present
    Rockefeller Financial Llc
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-07
  • S66 Uniform Combined State Law Examination
    2017-04-07

View on SEC IAPD

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Nearby Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON

Nearby Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA

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