Best Investors Account Sign in

Krystal Amanda Garcia

Northwestern Mutual Investment Services, LLC

Santa Rosa, CA

Claim This Profile
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-10-20
  • CA RA
    APPROVED
    Since 2016-10-20

Branch Locations

1049 4Th St Ste I, Santa Rosa, CA 95404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sharon Zimmerman Santa Rosa CA 10/2015 Present
Northwestern Mutual Investment Services Llc Santa Rosa CA 11/2015 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-19
  • S66 Uniform Combined State Law Examination
    2016-10-19
Other Names
  • Krystal Amanda Garcia
  • Krystal Garcia

View on SEC IAPD

Other Firms

MORGAN STANLEY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CALDWELL SUTTER CAPITAL, INC.
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
FOCUS PARTNERS WEALTH, LLC
LPL FINANCIAL LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JAMES BERNARD BERTERO
MICHAEL KEVIN MOBERLY
STEPHEN LORAN SMITH
JENNIFER LEE KNAPP
MATTHEW JOSEPH VEAL
MATTHEW MARK DAVIS
JEFFREY DONALD OLE GOSPE
PAMELA LYNN KEZER

Other Offices

MORGAN STANLEY · Santa Rosa, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA

More in Santa Rosa, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor