Inactive

James F Ross

Wealth Enhancement Advisory Services, LLC

CRD 6488359

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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers

Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-02-26

NY RA
APPROVED

Since 2026-02-26

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

1040 Pittsford Victor Rd, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wealth Enhancement Group	Pittsford	NY	11/2021	Present
Qci Asset Management	Pittsford	NY	06/2017	11/2021
Panagora Asset Management	Boston	MA	08/2016	06/2017
Wealth Enhancement Advisory Services	Pittsford	NY	02/2026	Present

11/2021 → Present

Wealth Enhancement Group

Pittsford, NY
06/2017 → 11/2021

Qci Asset Management

Pittsford, NY
08/2016 → 06/2017

Panagora Asset Management

Boston, MA
02/2026 → Present

Wealth Enhancement Advisory Services

Pittsford, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-02-26

S65 Uniform Investment Adviser Law Examination

2026-02-26

Other Names

James Frank Ross
Jim Ross

View on SEC IAPD

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