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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-05-09
TX RA APPROVED_RES 2020-11-23
FL RA APPROVED 2018-03-26
  • SC RA
    APPROVED
    Since 2023-05-09
  • TX RA
    APPROVED_RES
    Since 2020-11-23
  • FL RA
    APPROVED
    Since 2018-03-26

Branch Locations

150 Second Ave. North Suite 1000, St. Petersburg, FL 33701 • United States

Pinellas Park, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services St. Petersburg FL 09/2017 Present
Florida State University Tallahassee FL 08/2013 05/2017
Unemployed Largo FL 05/2017 09/2017
  • 09/2017 → Present
    Ubs Financial Services
    St. Petersburg, FL
  • 08/2013 → 05/2017
    Florida State University
    Tallahassee, FL
  • 05/2017 → 09/2017
    Unemployed
    Largo, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-23
  • S66 Uniform Combined State Law Examination
    2018-03-23

View on SEC IAPD

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