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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-07-31 |
| CO | RA | APPROVED | 2026-02-26 |
| OH | RA | APPROVED | 2025-09-08 |
| AR | RA | APPROVED | 2024-01-17 |
| FL | RA | APPROVED | 2023-08-25 |
| TX | RA | APPROVED_RES | 2023-06-14 |
| MA | RA | APPROVED | 2023-05-02 |
| NJ | RA | APPROVED | 2022-06-07 |
| CA | RA | APPROVED | 2021-10-07 |
| GA | RA | APPROVED | 2021-04-21 |
| NY | RA | APPROVED | 2021-04-16 |
| MN | RA | APPROVED | 2021-04-13 |
| WA | RA | APPROVED | 2020-12-17 |
| MI | RA | APPROVED | 2020-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Michigan- Dearborn | Dearborn | MI | 08/2014 | 12/2016 |
| West Shore Golf & Country Club | Grosse Ile | MI | 04/2016 | 10/2016 |
| Unemployed | Royal Oak | MI | 10/2016 | 05/2017 |
| Guardian Life Insurance Company Of America | Bingham Farms | MI | 05/2017 | 03/2019 |
| Park Avenue Securities | Bingham Farms | MI | 03/2019 | 03/2019 |
| Guardian Life Insurance | Southfiled | MI | 04/2019 | Present |
| Park Avenue Securities | Southfield | MI | 04/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-06 |
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