Joseph Doss

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 07/2025
  Massmutual Life Insurance Co
  Memphis, TN
• 05/2015 → 07/2025
  Mml Investors Services, Llc
  Memphis, TN
• 07/2025 → Present
  Lpl Financial Llc
  Germantown, TN

Previous Registrations

• 2019-07-29 → 2025-07-17
  Mml Investors Services, Llc
  Memphis, TN
  Germantown, TN

Other Businesses

1) 07/2025 - Joseph Doss / Non-Variable Insurance / Inv Related / Germantown, TN 38138 / Start date 02/01/2025 - 20 hrs per month - 13 % time spent 2) 07/2025 - Pro Wealth Planning LLC / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s)

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-06-17
• S63 Uniform Securities Agent State Law Examination
  2015-09-24

Other Names

• Joe Doss