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Current Employers
Umb Financial Services, Inc.

928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2015-12-21
  • MO RA
    APPROVED
    Since 2015-12-21

Branch Locations

10 South Broadway, St. Louis, MO 63102 • United States

St Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Umb Bank St Louis MO 12/2014 Present
Umb Financial Services Inc St Louis MO 12/2014 Present
Other Businesses

(1) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 12/01/14, 152 hours per month allocated to UMB Bank during normal business hours (2) Shrewsbury Aquatic Center Exploration Committee, Non Investment Related, Non Muni Advisor Business, City of Shrewsbury Parks and Recreation Dept, 5200 Shrewsbury Ave, St. Louis MO 63119, The purpose of the Aquatic Center Exploration Committee is to serve in a fact-finding capacity and may make written recommendations based upon the consensus of the committee to be considered by the Shrewsbury Park Board and Board of Aldermen relating to the Shrewsbury Aquatic Center, Committee Member, Start Date 06-01-25, 1 hour per month, 0 during business hours, Fact finding and research other pool projects, Present information to Shrewsbury Boards, and the community, Ensure the plans for the future of the Shrewsbury Aquatic Center aligns with the community's needs, Time/Travel: Minimum of 4-6 meetings and off-site visits per year, Up to a 2-year commitment (3) Aquatic Exploration Committee, non-investment related, 5200 Shrewsbury Ave, Shrewsbury, MO 63119, The purpose of the Aquatic Center Exploration Committee is to serve in a fact-finding capacity and may make written recommendations based upon the consensus of the committee to be considered by the Shrewsbury Park Board and Board of Aldermen relating to the Shrewsbury Aquatic Center. Committee member, 1 hour per month, 05/01/25, Fact finding and research other pool projects. Present information to Shrewsbury Boards, and the community. Ensure the plans for the future of the Shrewsbury Aquatic Center aligns with the community's needs. Time/Travel: Minimum of 4-6 meetings and off-site visits per year. Must be willing to travel to off-site locations for site visits. Up to a 2-year commitment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-18
  • S66 Uniform Combined State Law Examination
    2015-12-18
Other Names
  • Katie Ann Brecklin
  • Katherine Ann Brecklin

View on SEC IAPD

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