Grant Smith

Employer firm

Waterloo Capital CRD 133705

$2.26B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 06/2015 → 11/2023
  Equitable Advisors, Llc
  New York, NY
• 11/2023 → Present
  Waterloo
  Austin, TX
• 05/2015 → Present
  Lighthouse Financial
  Rogers, AR
• 01/2023 → Present
  Smith Financial Consulting Llc
  Rogers, AR
• 12/2023 → Present
  The Leaders Group Inc
  Littleton, CO

Previous Registrations

• 2015-12-03 → 2023-11-30
  Equitable Advisors, Llc
  Rogers, AR

Other Businesses

1.) LIGHTHOUSE FINANCIAL - 5/1/2015 - 3614 W Southern Hills Blvd, Suite 102, Rogers, AR 72758 - Advisor & Senior Partner & Insurance Licensed, Sales, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) WATERLOO CAPITAL - 11/10/2023 - 2700 Via Fortuna, Suite 100, Austin, TX 78746, IAR, Invt Rel, RA Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 3.) SMITH FINANCIAL CONSULTING LLC - 1/1/2023 - 3614 W Southern Hills Blvd, Suite 102, Rogers, AR 72758 - Owner, Financial advice, Invt Rel, Financial consulting, 150 hrs/mo; 150 hrs/mo (during trading hours) 4.) LIGHTHOUSE FINANCIAL ADVISORS LLC OWNER FINANCIAL PLANNING SINCE 01/2024 INVESTMENT RELATED

Exams

• S66 Uniform Combined State Law Examination
  2015-09-18

Designations

• Certified Financial Planner