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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Burlington | WI | 06/2015 | Present |
| Thrivent Financial | Appleton | WI | 11/2015 | Present |
SIDE BY SIDE POSITION: Board Member NATURE: Side by Sidehelps the working poor of the Lake Geneva area. Any short-term financial crisis: losing a job, facing sudden expenses or being incapacitated by an illness may lead to an eviction order or a utilities shut-off notice homelessness becomes a very real possibility for them. Side by Side offers families emergency financial assistance while they apply for long-term support from government programs or other supportive sources. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 02/09/2017 ADDRESS: 715 Wisconsin Street, Lake Geneva WI 53147, United States DESCRIPTION: I am now the past President of the Board of Directors, currently a Board Member.There is a BODmeetingand a general meetingonce a month and those looking forfinancial support for their rent, utilities, or prescription medicationapplyonce a month.New point 6.19.17 Question 2: Iparticipate in fundraising efforts to raise money for the organization, such as waitressing at the local restaurant onnights that our charity receives a portion of the proceeds, speaking at the rotary cluband charity luncheons thatwill be donating money to Side by Side, andmay on occasion meet potential donors orfundraising peersfor lunch or a coffee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-10 |
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