Curtis Joseph Kroll

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-01-02
FL	RA	APPROVED	2018-01-26

TX RA
APPROVED

Since 2020-01-02
FL RA
APPROVED

Since 2018-01-26

Branch Locations

1 Independent Dr 24Th Fl, Jacksonville, FL 32202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Jacksonville	FL	10/2017	Present
Aerotek	Jacksonville	FL	09/2016	10/2017
University Of North Florida	Jacksonville	FL	08/2012	12/2016

10/2017 → Present

Wells Fargo Clearing Services, Llc

Jacksonville, FL
09/2016 → 10/2017

Aerotek

Jacksonville, FL
08/2012 → 12/2016

University Of North Florida

Jacksonville, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-01-25

S66 Uniform Combined State Law Examination

2018-01-25

Other Names

Curtis Joseph Kroll
Curtis Kroll

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

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