Christopher A Griffin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2018-01-30

CT RA
APPROVED

Since 2018-01-30

Branch Locations

Lunenburg, MA • United States

1100-1800 American Blvd Global Human Resources- The Academy, Pennington, NJ 08534 • United States

100 Front St, Worcester, MA 01608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated(	Newton	MA	05/2015	Present

05/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated(

Newton, MA

Other Businesses

I*122170 For profit or not for profit: For-Profit Organization Name of outside business organization: Christopher Griffin Author Investment related: N Address of business: lunenburg, Massachusetts 1462 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 11/1/2018 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I published a science fiction novel on 11/01/2018. The nature of the novel is time travel/alternative history/action adventure. It is an original story that I am the author of. I*130400 For profit or not for profit: For-Profit Organization Name of outside business organization: Author - Novella - Remember Me Tomorrow Investment related: N Address of business: Lunenburg, Massachusetts 01462 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 7/1/2020 Number of hours devoted: 15 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Currently writing and editing my second novella entitled Remember Me tomorrow. Target for publication is July/August, 2020 I*1304267 For profit or not for profit: Entity For Profit Name of outside business organization: Novel - Notes from Paradox Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 5/1/2024 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Currently working on a novel tentatively titled notes from paradox. It will be a science fiction novel, not related to anything finance or investments related.