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Stefanie A Haugen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

St Charles, IL

Oak Brook, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-09
IL RA APPROVED 2016-07-18
  • TX RA
    APPROVED
    Since 2016-09-09
  • IL RA
    APPROVED
    Since 2016-07-18

Branch Locations

St Charles, IL • United States

2021 Spring Rd, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oak Brook IL 05/2015 Present
Bank Of America, N.A. Oak Brook IL 12/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-15
  • S66 Uniform Combined State Law Examination
    2016-07-15
Other Names
  • Stefanie A Schoenneman
  • Stefanie A Haugen

View on SEC IAPD

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