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Kelly Suzette Simon

Capital Client Group, Inc.

Los Angeles, CA

San Francisco, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-12-18
  • CA RA
    APPROVED
    Since 2020-12-18

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Albourne America Llc San Francisco CA 10/2004 05/2019
Sailingstone Capital Partners Larkspur CA 06/2019 10/2020
Capital Group Companies - American Funds Los Angeles CA 10/2020 Present
  • 10/2004 → 05/2019
    Albourne America Llc
    San Francisco, CA
  • 06/2019 → 10/2020
    Sailingstone Capital Partners
    Larkspur, CA
  • 10/2020 → Present
    Capital Group Companies - American Funds
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-02-14
S65 Uniform Investment Adviser Law Examination 2005-01-19
  • S63 Uniform Securities Agent State Law Examination
    2022-02-14
  • S65 Uniform Investment Adviser Law Examination
    2005-01-19
Other Names
  • Kelly Suzette Mckale

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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