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Kelly Suzette Simon

Capital Client Group, Inc.

Los Angeles, CA

San Francisco, CA

CRD 4866070

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-12-18
  • CA RA
    APPROVED
    Since 2020-12-18

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Albourne America Llc San Francisco CA 10/2004 05/2019
Sailingstone Capital Partners Larkspur CA 06/2019 10/2020
Capital Group Companies - American Funds Los Angeles CA 10/2020 Present
  • 10/2004 → 05/2019
    Albourne America Llc
    San Francisco, CA
  • 06/2019 → 10/2020
    Sailingstone Capital Partners
    Larkspur, CA
  • 10/2020 → Present
    Capital Group Companies - American Funds
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-02-14
S65 Uniform Investment Adviser Law Examination 2005-01-19
  • S63 Uniform Securities Agent State Law Examination
    2022-02-14
  • S65 Uniform Investment Adviser Law Examination
    2005-01-19
Other Names
  • Kelly Suzette Mckale

View on SEC IAPD

Nearby Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC

Nearby Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER

Nearby Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA

More in Los Angeles, CA

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