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Elliott Arthur Vaughn

Iht Wealth Management LLC

Westchester, IL

Chicago, IL

CRD 6486797

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Employer firm

Iht Wealth Management LLC CRD 171481

$9.80B regulatory AUM 326 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-03-16
FL RA APPROVED 2024-12-11
CA RA APPROVED 2024-12-02
IL RA APPROVED 2024-12-02
OR RA APPROVED 2024-12-02
  • CO RA
    APPROVED
    Since 2026-03-16
  • FL RA
    APPROVED
    Since 2024-12-11
  • CA RA
    APPROVED
    Since 2024-12-02
  • IL RA
    APPROVED
    Since 2024-12-02
  • OR RA
    APPROVED
    Since 2024-12-02

Branch Locations

2205 Enterprise Dr Ste 515, Westchester, IL 60154 • United States

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Westchester IL 05/2015 Present
Prairie Sky Financial Group, Llc Westchester IL 05/2015 Present
Iht Wealth Management Chicago IL 12/2024 Present
  • 05/2015 → Present
    Lpl Financial, Llc
    Westchester, IL
  • 05/2015 → Present
    Prairie Sky Financial Group, Llc
    Westchester, IL
  • 12/2024 → Present
    Iht Wealth Management
    Chicago, IL
Previous Registrations
  • 2017-02-07 → 2024-12-02
    Prairie Sky Financial Group
    Lake Bluff, IL
Other Businesses

1. 07/27/2015 - PRAIRIE SKY FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 7/1/2015 - 170 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 6/6/2017 - Prairie Sky Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/01/2017 - 173 Hours Per Month During Securities Trading - I provide investment advisory services through Prairie sky Financial Group, an independent investment advisor firm. I started this business activity on 6/5/2017. I expect to spend approximately 173 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/14/2020 - L3 LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 06/01/2020 - 0 Hours Per Month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-07
  • S66 Uniform Combined State Law Examination
    2015-12-07
Designations
  • Certified Financial Planner

View on SEC IAPD

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