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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-03-16 |
| FL | RA | APPROVED | 2024-12-11 |
| CA | RA | APPROVED | 2024-12-02 |
| IL | RA | APPROVED | 2024-12-02 |
| OR | RA | APPROVED | 2024-12-02 |
Branch Locations
2205 Enterprise Dr Ste 515, Westchester, IL 60154 • United States
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Westchester | IL | 05/2015 | Present |
| Prairie Sky Financial Group, Llc | Westchester | IL | 05/2015 | Present |
| Iht Wealth Management | Chicago | IL | 12/2024 | Present |
1. 07/27/2015 - PRAIRIE SKY FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 7/1/2015 - 170 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 6/6/2017 - Prairie Sky Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/01/2017 - 173 Hours Per Month During Securities Trading - I provide investment advisory services through Prairie sky Financial Group, an independent investment advisor firm. I started this business activity on 6/5/2017. I expect to spend approximately 173 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/14/2020 - L3 LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 06/01/2020 - 0 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-07 |
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