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Ali Zafar

Oppenheimer & Co. Inc.

Boca Raton, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-25
  • FL RA
    APPROVED
    Since 2025-08-25

Branch Locations

Yamato Office Center 999 Yamato Road, Suite 300, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proshares Advisors Bethesda MD 07/2015 04/2018
Edward Jones St. Louis MO 04/2018 01/2022
Morgan Stanley Smith Barney Llc Boca Raton FL 01/2022 08/2025
Morgan Stanley Private Bank, N.A New York NY 02/2022 08/2025
Oppenheimer & Company Boca Raton FL 08/2025 Present
  • 07/2015 → 04/2018
    Proshares Advisors
    Bethesda, MD
  • 04/2018 → 01/2022
    Edward Jones
    St. Louis, MO
  • 01/2022 → 08/2025
    Morgan Stanley Smith Barney Llc
    Boca Raton, FL
  • 02/2022 → 08/2025
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 08/2025 → Present
    Oppenheimer & Company
    Boca Raton, FL
Previous Registrations
  • 2022-01-14 → 2025-08-25
    Morgan Stanley
    Boca Raton, FL
  • 2018-05-07 → 2022-01-18
    Edward Jones
    Miami, FL
    St Louis, MO
    Boca Raton, FL
    Delray Beach, FL
    Boca Raton, FL
    Wellington, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-03
S63 Uniform Securities Agent State Law Examination 2015-05-28
  • S66 Uniform Combined State Law Examination
    2018-05-03
  • S63 Uniform Securities Agent State Law Examination
    2015-05-28

View on SEC IAPD

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