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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-12
  • TX RA
    APPROVED
    Since 2022-10-12

Branch Locations

611 S. Friendswood Dr., Floor 02, Friendswood, TX 77546 • United States

18410 Gatebrook Dr, Webster, TX 77598 • United States

1505 N. Alexander Dr, Baytown, TX 77520 • United States

1102 E. Southmore, Pasadena, TX 77502 • United States

3605 Center Street, Deer Park, TX 77536 • United States

15252 Wallisville Rd, Houston, TX 77049 • United States

6901 Spencer Hwy, Pasadena, TX 77505 • United States

2929 Shaver St, Pasadena, TX 77502 • United States

3451 Clear Lake City Blvd, Houston, TX 77059 • United States

2475 Bay Area Blvd Bldg A, Houston, TX 77058 • United States

2620 East League City Pkwy., League City, TX 77573 • United States

13706 East Freeway, Houston, TX 77015 • United States

5150 Fairmont Parkway, Pasadena, TX 77505 • United States

5000 Garth Rd, Baytown, TX 77521 • United States

120 S Fm 270 Rd, League City, TX 77573 • United States

1751 Fm 646 W., League City, TX 77573 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Friendswood TX 04/2004 09/2025
J.P. Morgan Securities Llc Friendswood TX 07/2022 Present
Other Businesses

Entity Name: Quality Drive Auto, LLC Investment related: No Address: Private Residence Nature of the other business: Automotive Position/Title/Relationship: Owner/Partner Start Date: 11/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am looking to buy a piece of Land that could be used for a used car lot. This will be my brother's business. I am simply helping him with funding / financing the real estate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-28
S63 Uniform Securities Agent State Law Examination 2004-11-05
  • S66 Uniform Combined State Law Examination
    2020-12-28
  • S63 Uniform Securities Agent State Law Examination
    2004-11-05
Other Names
  • Sam Roubi

View on SEC IAPD

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