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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife | Wauwatosa | WI | 06/2016 | 12/2016 |
| Student | Madison | WI | 09/2013 | 05/2017 |
| Unemployed | Mequon | WI | 05/2017 | 08/2017 |
| Day Wealth Management Group | Wauwatosa | WI | 07/2016 | 12/2016 |
| Axa Advisors | Milwaukee | WI | 06/2017 | 08/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2017 | 05/2018 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 09/2017 | 04/2019 |
| Brian Dix | Milwaukee | WI | 05/2018 | 04/2019 |
| Bmo Harris Financial Advisors | Milwaukee | WI | 04/2019 | 02/2021 |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 04/2021 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-27 |
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