Robert Oliver Dela Cruz

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01
TX	RA	APPROVED	2024-05-30

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Unemployed	San Ramon	CA	09/2016	01/2017
Td Ameritrade	San Mateo	CA	02/2017	03/2019
E*Trade Securities Llc	San Francisco	CA	03/2019	01/2023
E*Trade Capital Management Llc	San Francisco	CA	03/2019	01/2023
Fidelity Investments	San Francisco	CA	01/2023	05/2024
Wells Fargo Clearing Services, Llc	San Francisco	CA	05/2024	Present

2023-04-12 → 2024-04-19

Fidelity Personal And Workplace Advisors

San Francisco, CA
2019-03-05 → 2023-01-31

Harrisdirect Llc

San Francisco, CA

Arlington, VA

San Francisco, CA
2017-03-07 → 2019-03-04

Td Ameritrade, Inc.

San Mateo, CA
2017-03-07 → 2019-03-04

Td Ameritrade Investment Management, Llc

San Mateo, CA
2015-11-02 → 2016-08-10

Bancwest Investment Services, Inc.

Menlo Park, CA

Mountain View, CA
2008-01-15 → 2015-10-16

Charles Schwab & Co., Inc.

Menlo Park, CA
2005-02-02 → 2008-01-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Mateo, CA

Palo Alto, CA

San Mateo, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-02-01