Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-11-20 |
| SC | RA | APPROVED | 2025-10-28 |
| IL | RA | APPROVED | 2024-12-18 |
| NC | RA | APPROVED | 2024-10-25 |
| TX | RA | APPROVED_RES | 2023-11-09 |
| OH | RA | APPROVED | 2023-06-15 |
| NV | RA | APPROVED | 2022-03-16 |
| NY | RA | APPROVED | 2021-04-16 |
| VA | RA | APPROVED | 2020-12-09 |
| PA | RA | APPROVED | 2020-08-07 |
| CO | RA | APPROVED | 2020-06-12 |
| MA | RA | APPROVED | 2020-05-20 |
| CT | RA | APPROVED | 2019-11-20 |
| DC | RA | APPROVED | 2018-03-12 |
| MD | RA | APPROVED | 2016-11-30 |
| NJ | RA | APPROVED | 2016-11-14 |
| CA | RA | APPROVED | 2016-11-10 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
New Canaan, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Beverly Hills | CA | 08/2015 | 03/2019 |
| Park Avenue Securities | Beverly Hills | CA | 04/2016 | 03/2019 |
| Guardian Life Insurance Company | Santa Monica | CA | 03/2019 | 05/2019 |
| Park Avenue Securities | Santa Monica | CA | 03/2019 | 05/2019 |
| Guardian Life Insurance Company | Rye Brook | NY | 05/2019 | Present |
| Park Avenue Securities | Rye Brook | NY | 05/2019 | Present |
| Guardian Life Insurance Company | New Canaan | CT | 06/2024 | Present |
| Park Avenue Securities | New Canaan | CT | 06/2024 | Present |
1. Insurance other than Guardian When Guardian is not offering a policy to a client, then I will shop away from Guardian Start: 08/15/2016 Address: 800 Westchester Ave Suite N409 Rye Brook, NY 10573 2 bus hrs per month Investment Related >10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-18 |
Reach out to this advisor