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Sydney Ann Roberts

Stifel, Nicolaus & Company, Incorporated

Wilmington, NC

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-12-16
  • NC RA
    APPROVED
    Since 2024-12-16

Branch Locations

2005 Eastwood Road Suite 102, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Wilmington NC 12/2023 Present
Megacorp Logistics Llc Wilmington NC 10/2021 12/2023
Northwestern Mutual Los Angeles CA 06/2017 09/2021
Northwestern Mutual Asheville NC 05/2016 05/2017
Keller Williams Asheville NC 10/2016 01/2017
  • 12/2023 → Present
    Stifel
    Wilmington, NC
  • 10/2021 → 12/2023
    Megacorp Logistics Llc
    Wilmington, NC
  • 06/2017 → 09/2021
    Northwestern Mutual
    Los Angeles, CA
  • 05/2016 → 05/2017
    Northwestern Mutual
    Asheville, NC
  • 10/2016 → 01/2017
    Keller Williams
    Asheville, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-12
  • S66 Uniform Combined State Law Examination
    2024-12-12
Other Names
  • Sydney A Roberts

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
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OSAIC WEALTH, INC.
MORGAN STANLEY

Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

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