Jonathan Louis Roybal

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
WY	RA	APPROVED	2023-07-27
TX	RA	APPROVED_RES	2022-07-07
IL	RA	APPROVED	2017-11-27

Branch Locations

Wheaton, IL • United States

Cheyenne, WY • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Greenwood Village	CO	04/2015	01/2017
Bank Of America, N.A.	Greenwood Village	CO	04/2015	01/2017
Unemployed	Wheaton	IL	02/2017	10/2017
Morgan Stanley Smith Barney Llc	Chicago	IL	11/2017	Present
Morgan Stanley Private Bank, N.A.	New York	NY	11/2017	Present

04/2015 → 01/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenwood Village, CO
04/2015 → 01/2017

Bank Of America, N.A.

Greenwood Village, CO
02/2017 → 10/2017

Unemployed

Wheaton, IL
11/2017 → Present

Morgan Stanley Smith Barney Llc

Chicago, IL
11/2017 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-20

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