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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-22 |
| WI | RA | APPROVED | 2019-06-12 |
| MI | RA | APPROVED | 2018-06-27 |
Branch Locations
307 S Commercial St Ste 102, Neenah, WI 54957 • United States
W106 North Drive, Stephenson, MI 49887 • United States
3905 Hall Ave, Marinette, WI 54143 • United States
425 W Water St Ste 250, Appleton, WI 54911 • United States
Wallace, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fincantieri Marinette Marine | Marinette | WI | 08/2015 | 08/2017 |
| Lake Shore Systems Incorporated | Kingsford | MI | 08/2017 | 01/2018 |
| Ameriprise Financial Services, Inc. | Fond Du Lac | WI | 01/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Stephenson | MI | 03/2020 | Present |
Outside Employment; Certainty of the Uncertainty, LLC; Employee of legal entity; Compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-23 |
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