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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2022-10-03
  • VT RA
    APPROVED
    Since 2022-10-03

Branch Locations

5293 Main Street, Manchester Village, VT 05255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Manchester VT 08/2015 10/2022
Raymond James Financial Services Inc Manchester Village VT 10/2022 Present
Raymond James Financial Services Advisors Manchester Village VT 10/2022 Present
Watershed Wealth Management Llc Manchester Village VT 07/2022 Present
Traver Gardner Investment Group Manchester Village VT 10/2022 07/2025
Wwm Manchester Village VT 07/2024 Present
  • 08/2015 → 10/2022
    Raymond James & Associates
    Manchester, VT
  • 10/2022 → Present
    Raymond James Financial Services Inc
    Manchester Village, VT
  • 10/2022 → Present
    Raymond James Financial Services Advisors
    Manchester Village, VT
  • 07/2022 → Present
    Watershed Wealth Management Llc
    Manchester Village, VT
  • 10/2022 → 07/2025
    Traver Gardner Investment Group
    Manchester Village, VT
  • 07/2024 → Present
    Wwm
    Manchester Village, VT
Previous Registrations
Other Businesses

(1)Name of Business: Walloomsac Property Partners LLC Address: 1300 Harrington RD , Bennington, VT, 05201, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor, Partner Investment Related: No Start Date: 01/20/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a farm we use for wildlife restoration and habitat management outside of anything to do with RJ. There is no formal organization beyond the LLC. (2)Name of Business: Watershed Wealth Management LLC Address: 4331 Main Street, Manchester Village, VT, 05254, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/06/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: This is the LLC for our RJFS transition, responsibilities would be to complete payroll for myself.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-14
  • S66 Uniform Combined State Law Examination
    2016-01-14

View on SEC IAPD

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