Brandi Marie Palomo

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-03-20

AZ RA
APPROVED

Since 2023-03-20

Branch Locations

Peoria, AZ • United States

1295 State Street, Springfield, MA 01111 • United States

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massachusetts Mutual Life Insurance Company	Springfield	MA	08/2016	Present
Mml Investors Services, Llc	Phoenix	AZ	08/2016	Present

08/2016 → Present

Massachusetts Mutual Life Insurance Company

Springfield, MA
08/2016 → Present

Mml Investors Services, Llc

Phoenix, AZ

Other Businesses

NAME: Ember Sky Publishing INV REL: N ADD: 7558 W Thunderbird Rd, Ste. 1-422, Peoria AZ 85381 NATURE: Book Publishing POSITION: Owner START DATE: 04/25/2020 NO. HR/MO: 10-15 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Company is used to self publish fiction novels and for tax purposes.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-03-02
S63	Uniform Securities Agent State Law Examination	2022-08-26

S65 Uniform Investment Adviser Law Examination

2023-03-02
S63 Uniform Securities Agent State Law Examination

2022-08-26

Other Names

Brandi M Fortier
Brandi Marie Fortier

View on SEC IAPD