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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-08-12 |
| TX | RA | APPROVED | 2025-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 05/2015 | 06/2021 |
| Lpl Financial Llc | Waterville | ME | 06/2021 | 03/2025 |
| Commonwealth Financial Network | Waltham | MA | 03/2025 | 08/2025 |
| Cedarwood Financial Partners | Waterville | ME | 03/2025 | 08/2025 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2025 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2025 | Present |
1) STEINER FINANCIAL, 23 Sunset Hill Rd, Palmyra ME 04965, 08/2025, Owner, 1099, NIR, 0 HR/MO, 0 HR/MO TRADING. 2) PRIME FINANCIAL, INC, 753 West River Rd, Waterville ME 04901, 08/2025, Investment Advisor Representative, DBA Name, NIR, 120 HR/MO, 120 HR/MO TRADING. 3) RESIDUAL FIXED INSURANCE TRAILS FROM HEALTHMARKETS, 23 Sunset Hill Rd, Palmyra ME 04965, United States, 08/12/2025, Agent, 1099, NIR, 0 HR/MO - 0 HR/MO TRADING 4) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 08/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-07 |
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