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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
AR RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • AR RA
    APPROVED
    Since 2009-06-01

Branch Locations

2200 North Rodney Parham Road Suite 100, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Little Rock AR 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Little Rock, AR
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

* 399398 - Trust; Investment related Yes; Friona, TX; Aug 2019; During business hours: 0; After business hours: 3. *399401 - Barnett5 LLC; Investment related - Yes; Friona, Texas; Agriculture, Oil/Energy; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2020; During business hours: 0; After business hours: 3; Administrative *519494- Trust; Investment related-Yes; Little Rock, Arkansas; 08/2022; During business hours: 0; After business hours: 0 *515202- Trust; Investment related-Yes; Little Rock, Arkansas; 08/2022; During business hours: 1; After business hours: 0 *570346 - Williams Junction Volunteer Fire Department; Investment related-No; Perryville, Arkansas; Civic/Community; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 10/2023; During business hours: 0; After business hours: 1; Accounting/Bookkeeping

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-02
S63 Uniform Securities Agent State Law Examination 2004-11-24
  • S65 Uniform Investment Adviser Law Examination
    2004-12-02
  • S63 Uniform Securities Agent State Law Examination
    2004-11-24
Other Names
  • John David Barnett
  • J. D Barnett

View on SEC IAPD

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