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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| AR | RA | APPROVED | 2009-06-01 |
Branch Locations
2200 North Rodney Parham Road Suite 100, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Little Rock | AR | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
* 399398 - Trust; Investment related Yes; Friona, TX; Aug 2019; During business hours: 0; After business hours: 3. *399401 - Barnett5 LLC; Investment related - Yes; Friona, Texas; Agriculture, Oil/Energy; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2020; During business hours: 0; After business hours: 3; Administrative *519494- Trust; Investment related-Yes; Little Rock, Arkansas; 08/2022; During business hours: 0; After business hours: 0 *515202- Trust; Investment related-Yes; Little Rock, Arkansas; 08/2022; During business hours: 1; After business hours: 0 *570346 - Williams Junction Volunteer Fire Department; Investment related-No; Perryville, Arkansas; Civic/Community; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 10/2023; During business hours: 0; After business hours: 1; Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-24 |
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