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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-06-11 |
Branch Locations
501 Village Ave Ste 104, Yorktown, VA 23693-5657 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Securities Llc | Columbus | OH | 05/2015 | 12/2017 |
| Laufer Insurance Andfinancial Natinowide | Yorktown | VA | 06/2008 | 05/2024 |
| Lpl Financial, Llc | Yorktown | VA | 12/2017 | Present |
1. 12/13/2017 - EAGLE WEALTH ADVISORS LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 12/08/2017 - 100 Hours Per Month/6 Hours During Securities Trading - Time Spent 75%. 2. 12/13/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 06/2017 - Time Spent 1% - NOTARY PUBLIC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-17 |
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