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405 W Parkway Pl, Ridgeland, MS 39157 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-11-01 |
| AR | RA | APPROVED | 2023-05-08 |
| MS | RA | APPROVED | 2023-01-25 |
| TN | RA | APPROVED | 2020-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guaranty Private Wealth And Guaranty Financial Services | Greenville | MS | 04/2019 | Present |
| Lpl Financial Llc | Greenville | MS | 04/2019 | 03/2020 |
| Kestra Financial | Austin | TX | 05/2013 | 04/2019 |
| Lpl Financial | Boston | MA | 04/2019 | 03/2020 |
| Guaranty Private Wealth | Ridgeland | MS | 04/2020 | Present |
| Guaranty Private Wealth | Ridgeland | MS | 03/2024 | Present |
Volunteer softball Coach. William Clayton Smith is SVP-Managing Director of Guaranty Private Wealth/Guaranty Financial Services. Guaranty Wealth Advisory is the dba for Guaranty Investment Corp. This entity has two divisions, Guaranty Private Wealth (RIA) and Guaranty Financial Services (offers broker dealer services). Clayton does not offer advice or products through the Financial Services Division but receives compensation in his role as program manager. Clayton spends approximately 40 hours a month or 10 hours a week in his role with Guaranty Financial Services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-23 |
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