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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-08
NJ RA APPROVED 2022-11-22
  • TX RA
    APPROVED
    Since 2023-02-08
  • NJ RA
    APPROVED
    Since 2022-11-22

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Wyckoff NJ 08/2016 04/2017
Axa Advisors Llc New York NY 05/2017 01/2018
Unemployed Wyckoff NJ 01/2018 06/2018
Unemployed Yerevan 06/2018 09/2020
Unemployed Wyckoff NJ 09/2020 02/2021
Equitable Advisors Llc New York NY 02/2021 10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 11/2022 Present
Bank Of America, N.A. Florham Park NJ 11/2022 Present
  • 08/2016 → 04/2017
    Unemployed
    Wyckoff, NJ
  • 05/2017 → 01/2018
    Axa Advisors Llc
    New York, NY
  • 01/2018 → 06/2018
    Unemployed
    Wyckoff, NJ
  • 06/2018 → 09/2020
    Unemployed
    Yerevan
  • 09/2020 → 02/2021
    Unemployed
    Wyckoff, NJ
  • 02/2021 → 10/2022
    New York, NY
  • 11/2022 → Present
    Florham Park, NJ
  • 11/2022 → Present
    Bank Of America, N.A.
    Florham Park, NJ
Previous Registrations
Other Businesses

2/2017 to present, The Real Haig, Sole Owner, Wyckoff NJ, Musician and Write Music, 4 hours per month, non-investment related, $0 annual comp, non-investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-06
  • S66 Uniform Combined State Law Examination
    2021-07-06
Other Names
  • Haig B Shahinian
  • Haig Berj Shahinian

View on SEC IAPD

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